Yim Investment Management, LLC, (Registered Investment Adviser), Triad Advisors, Inc. (Registered Broker/Dealer), or an agent of either may only transact business in a state if first registered, excluded, or exempted from state broker-dealer, investment adviser, broker-dealer agent or Investment Adviser agent registration requirements; follow-up and/or individualized responses to persons in a state by any of the above that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation will not be made absent compliance with state broker-dealer, investment adviser, broker-dealer agent or investment adviser agent registration requirements, or an applicable exemption or exclusion.
Investment Advisory Services offered through IAR’s of
Yim Investment Management, LLC,
a Registered Investment Adviser
Securities offered through Registered Representatives of
Triad Advisors, Inc.,
a Broker/Dealer, Member FINRA/SIPC, to residents of:
Arizona - California - Hawaii - Michigan - Nevada - Virginia - Washington
Triad and Yim Investment Management, LLC. are not affiliated.
I am a resident of one of the states above I am not a resident of one of the states above
